Tech & IT
Business
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It Includes
- 5 Days training program
- Live Virtual Training
- Learn on any PC/Mobile/Tablet
- Unlimited Doubt Sessions
- Online Labs (if applicable)
- Official Courseware & Kits
- Get Recording after session
- Get Certificate of Completion
- Mock Tests & Exam Preps
- Classroom Training (Optional)
Training 2 or more people?
Get a custom quote for group training, Onsite & classroom options.
Request a QuoteCourse Overview
COURSE OBJECTIVE
This five-day, advanced course will give participants a detailed overview of the strategic role and intersections of Governance, Risk & Compliance for organisations in today’s rapidly evolving business environment. The program will provide a detailed look and analysis of global changes to both prudential and conduct regulation and how you need to work to develop robust compliance practices and procedures within your organisation, looking at best practice to identify, analyse, and resolve current issues whilst building a dynamic future system.
Who Should Attend?
- Chief Compliance Officers
- Money Laundering Reporting Officers
- Directors of Compliance
- Global/Country Heads of Compliance/Risk
- Compliance Managers and other senior GRC staff
- Financial Crime compliance staff
- Legal Practitioners
- Senior Regulatory Representatives
- Company Directors/Board Members
Course Outline
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Corporate Governance
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What is Corporate Governance?
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10 principles of good governance
1. Leadership
2. Independence
3. Composition and diversity
4. Constructive challenge
5. Quality of decision making and judgements
6. Checks and balances
7. Whistleblowing
8. Remuneration and reward
9. Evaluation, reporting and accountability
10. External engagement -
Benefits of good governance
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Governance & Conduct
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Core regulatory objectives aligned to Corporate Governance regimes
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Pillars of Corporate Governance
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Global Corporate Governance guidelines
- UK Corporate Governance Code -
Leadership
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Effectiveness
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Accountability
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Remuneration
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Relations with Shareholders
- King IV
- BIS (BCBS) Corporate Governance Principles
- Wates Code for Private Companies -
Why does Governance Matter?
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Compliance Culture
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Ethics in Business
- Banking & Finance Royal Commission -
Compliance & Conduct
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Conduct Risks & Conduct Costs (CCP)
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Risk Culture
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Behavioural science and the human factor leading to ‘conduct’ regulation and accountability regimes
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Cultural indicators and the cognitive challenge of dynamic risk taking
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‘Drivers’ of conduct risk
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Existence of inherent regulatory problems
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Strategic Compliance & Risk Management
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Building ethical business practice and ethical business regulation
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The organisational approach to Compliance:
- Leadership
- Values
- Ethical Practice Code
- Policies
- Procedures -
Frameworks that support ethical business practice:
- Context
- Localised Culture
- Sector
- Jurisdictional regulatory
- Political
- Economic & financial climate
- Institutional
- Situational context
- Understanding and use of advanced technology solutions, including Regulatory Technology (RegTech)
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Cultivating GRC Leadership
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Characteristics of effective leaders
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Building a strong GRC leadership function for your firm
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Leading change
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Leading others
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Use of available Standards (ISO19600 and ISO37001) for improved compliance leadership
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Engagement with other business units
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Relations with external parties
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Compliance best practice and provision of advice » Risk culture
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Team management, deliverables, and performance
- Communication Skills
- Leading to influence
- Negotiation tactics
-Team management and assessment
- Time management
- Operational management
- Objection handling
- Questioning for benefit
- The art of listening
- Commercial acumen
- Chairing and running a committee
- The art of breaking a piece of bad news
- Succession planning
- Operational and strategic management
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Development of Financial Crime Compliance
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Understanding Financial Crime
- Money Laundering -
Building an institutional KYC Framework
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Enhanced Due Diligence
- Trade Based Money Laundering
- Terrorist Financing
- Targeted Financial Sanctions
- CyberCrime & CryptoLaundering
- New Technologies and New Payment Methods (NPM’s)
- Beneficial ownership and shell structures
- Third Party Risk & Due Diligence -
Designing an effective internal reporting system
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Reporting requirements and escalation
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Development of Whistleblowing infrastructure
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Understanding Bribery & Corruption
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Key Bribery provisions
- Active & Passive Bribery
- Pubic Officials -
International Anti-Corruption Measures
- Foreign Corrupt Practices Act (US)
- UK Bribery Act -
Department of Justice leniency program
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Corruption Perceptions Index
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Conflicts of Interest
- Understanding Bribery & Corruption -
Practical terms to minimise Corruption Risk
- Relations with customers
- Gifts & Entertainment
- Facilitation Payments
- Cash Payments
- Nepotism
- Prevention, Detection, response
- Insider Trading
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Corporate Maturity
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Changing and embedding culture
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Dimensions of maturity
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General Model of Corporate Maturity
- Minimum Standards
- Compliance culture
- Business improvement
- Values led -
The maturity curve
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Five elements that develop maturity
- Ethics
- Culture
- Good governance
- Sustainable outcomes and community
- Place, purpose, meaning
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Vendor
Frequently Asked Questions
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How does Live Training works?
Live training, also known as online training, is a method of delivering training in real-time over the internet. The trainer and the trainees are connected through video conferencing software, allowing for interactive communication and collaboration. During live training, the trainer can present materials, lead discussions, answer questions, and engage with the trainees in real-time. -
Does Learnfly offer Classroom & Onsite training as well?
Yes. We Do! We do offer classroom, onsite, group sessions & 1 on 1 training for selective courses. Contact our support team and our team will assist you with the process. -
Do you provide certification and exam assistance?
Yes! We provide assistance in scheduling & preparing for your exam after a successful training completion. Once you successfully pass your exam, you will be awarded with a certification. -
What if I miss my scheduled class or want to reschedule?
No worries. You can simply request for the next date as per your availability. -
Can I change the trainer if not satisfied?
We only provide highly qualified and certified trainers with 100% satisfaction rate. However, if you are not satisfied with the trainer, you can request for a free replacement. -
Do I get a lab access with the course?
Yes! If your training require a lab access, then it will be included in the price. -
Is Learnfly accredited?
Yes! Learnfly is accredited with many renowned vendors like Microsoft, ISACA, VMWare, PECB, EC Council. Cisco and many more. -
Are Learnfly Instructor's Certified?
Yes. We only provide training via Certified Instructors. -
Where is Learnfly Located?
Learnfly is a global training provider with locations in India, United States, United Kingdom, UAE, Australia & Africa. -
Does Learnfly offer after training support?
Yes. We offer 1 month free support after your training completion for any queries related to your course, examination etc. -
What is Learnfly Platform?
Learnfly Platform is an omnnichannel Learning Management System that allows you to access thousands of self paced courses, attend live classes, track certifications, access interactive quizzes & assignments, Online labs, connect with Instructors & do much more. Join the platform to know more. -
Do you offer a demo live session with an instructor?
Yes! If you need a demo session to get a feel of live training or to evaluate an instructor, then you can request for a 15 minutes free live session. Connect with our training team for more info. -
Can I get a refund if not satisfied?
All of our training comes with 30 days money back guarantee. Refunds are only applicable on instructor training. Exam, labs are non-refundable. -
How can I make a payment for my training?
We accept all major payment methods like debit/credit card, PayPal and Bank Wire transfer. For bank transfer, please contact us at support@learnfly.com -
How can i get started?
Super! Simply click on "Book Now" button on this page to reserve your seat and make a payment. You can choose from available schedules or provide your own. For anything else like quotation, purchase order, bank wire details etc, please contact our training team at support@learnfly.com. See you learning with us soon!
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Listen what they say about Learnfly Courses
I enrolled in ECIH course from Learnfly. This platform enabled me to learn difficult concepts with ease and that too at my own pace. I completed the course in a comfortable environment and would surely recommend Learnfly for this IT course that is well in demand.
Helen Thorogood,
- Student -
I enrolled in Machine Learning course from Learnfly. It was a good learning experience and I learnt the concepts well through the video lectures. The videos were well designed and helped me follow a step-by-step approach to complete my course. I recommend Learnfly for this course.
Elanie Mitchell,
- Student -
I was thrilled to pursue Artificial Intelligence course. It is in high demand. I started searching for a good online platform and luckily found Learnfly. I was initially skeptical about it but later found that it was good. My course was completed in a hassle-free manner. Kudos to Learnfly!
Ailsa Thomas,
- Student -
I pursued CEH from Learnfly. I easily understood the stuff as it was imparted in a fresh manner through well-structured video lectures. All the topics were covered in the videos and I could access them as per my requirements at different points of time. I recommend Learnfly platform to save both your time and money.
Pulkit Reddy,
- Student -
There is high demand for Artificial Intelligence course in the job market these days. I chose Learnfly to pursue this course. The video lectures were designed in a learner-friendly way and it was really convenient for me to understand the concepts well in a short span of time invested.
Raghavendran Burman,
- Student -
Machine Learning is a course that is in demand these days. I was not interested to pursue it through classroom lecture mode. I searched for few platforms offering this course online but finally opted for Learnfly. It trained me for the technology and I am now able to gain a better position in my company after learning at my own and attaining the certificate.
Caddell Brown,
- Student -
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