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Finance & Accounting Compliance Audit ,Governance & Compliance
Finance & Accounting Compliance Audit ,Governance & Compliance

CCP Certified Compliance Professional

CCP Certified Compliance Professional

Rated : 4.3 71463 views Duration :5 Days Level : Intemediate
Last Updated: 2022-07-22 05:07:29 English Delivery Format: Live Training
Live Training
$975 $1,50035% off
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It Includes

  • 5 Days training program
  • Live Virtual Training
  • Learn on any PC/Mobile/Tablet
  • Unlimited Doubt Sessions
  • Online Labs (if applicable)
  • Official Courseware & Kits
  • Get Recording after session
  • Get Certificate of Completion
  • Mock Tests & Exam Preps
  • Classroom Training (Optional)

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Course Overview

COURSE OBJECTIVE

The Certified Compliance Professional course will provide participants with the relevant skills and knowledge, both in theory and in practice, to undertake the role of a compliance professional. The content covers key area needed to move, both as an individual, and as an organisation, towards a state of sustainable compliance, achieving compliance maturity through enhanced Governance, Risk and Compliance frameworks and principles. Using international benchmarks and standards, we will cover key areas of best practice, aligning these to regulatory requirements and developing key skills used by compliance practitioners.

Who Should Attend?

  • Compliance Officers/Managers and their Deputies
  • Managers with responsibility for internal compliance controls
  • Managers and Executives
  • Professionals Risk Managers
  • Legal Advisers and Lawyers
  • Auditors and Audit Managers
  • Regulatory Representatives
  • Accountants
  • Company Secretaries

Course Outline

  • Global Regulatory Frameworks

    • Overview of the global regulatory environment

    • Models of Regulatory and Compliance development

    • The objectives of financial services regulation

    • International comparisons and cross jurisdictional challenges

    • The role of the regulators

    • What do the Regulators expect?

    • ISO 19600: Compliance Management Systems

    • The regional regulatory environment

    • Using regulatory and compliance toolkits

    • Key regulatory inventory

    • Identification and management of cross border complexity

    • Impact and understanding of FATCA and OECD Common Reporting Standards

  • The Compliance Function

    • An introduction to compliance

    • Compliance structure

    • The role of the board of directors, the supervisors, the internal and external auditors

    • The Role and Responsibilities of Chief Compliance officer

    • Key compliance risk inventory

    • Compliance risk data: Collect, Comprehend, Communicate

    • General principles of crafting written policy and procedures

    • Key compliance activities

    • Who are the Stakeholders?

    • Corporate Governance and Financial Crime Prevention

    • Compliance training

    • Conflicts of interest

    • Ongoing compliance with laws and regulations

    • The company and other stakeholders

    • Toolkits used to keep stakeholders up-to-date on compliance status within the organization

    • Managing the regulators and change in regulations

    • Creating a Compliance Monitoring Program

    • General principles for performing Compliance Monitoring Testing

    • Raising compliance issues arising from Compliance Monitoring Testing

  • Compliance Risk Management

    • Understanding a Risk Management Approach

    • Risk Management Approaches and the Risk Based Approach

    • The need for Internal Controls

    • Understand how to identify, mitigate and control risks effectively

    • Approaches to risk assessment

    • Risk assessment on approving a conflict request

    • Risk culture

    • Conduct risk

  • Financial Crime Risk

    • Understanding Money Laundering

    • International frameworks, agencies, and regulatory bodies

    • Financial services vulnerability

    • The role of the MLRO

    • Development of the Risk Based Approach

    • Understanding terrorist financing

    • Suspicious Transaction/Activity Monitoring, Detection and Reporting

    • Designing an effective internal reporting system

    • Managing the investigation process

    • Bribery and Corruption

    • Insider Trading

    • Market Abuse

    • Sanctions and their role in the global economy

    • Trade Based Money Laundering

    • Third Party Risks and Due Diligence

    • Cyber Security

    • Investigating Financial Crime

  • Ethics, Governance, and Culture

    • What is Compliance Culture?

    • The Values Led Mindset

    • Changing and embedding culture

    • Why does Governance matter?

    • Key Corporate Governance Principles

    • Corporate Governance and Financial Crime Prevention

    • Governance, Risk and Compliance: the framework

    • Policy frameworks and technical development

    • Policy procedures and obligations

    • Corporate Maturity
      - What is Maturity?
      - The underlying process
      - The Maturity Framework
      - Developing and implementing your Corporate Maturity framework and pathways

  • Compliance as a Business Advisor

    • Communication Skills

    • Leading to influence

    • Negotiation tactics

    • Team management and assessment

    • Time management

    • Operational management

    • Objection handling

    • Questioning for benefit

    • The art of listening

    • Commercial acumen

    • Chairing and running a committee

    • The art of breaking a piece of bad news

    • Succession planning

Vendor

Learnfly

Learnfly is a leading online e-learning marketplace, which has been assisting individuals & Corporate employees to learn new skills to achieve personal and professional goals. Having global instructor base with over hundreds of courses, our e-learning marketplace aims to reinforce the professional efficiency of individuals through online e-learning courses that are strategically designed to revolutionize your presence in the industry.
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  • Can I change the trainer if not satisfied?

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